My publications post 1987, on seismological
methods of explosion monitoring, and consequences for verification
of nuclear testing treaties
In the list which follows, a very short summary (indented)
is given of each paper. Though I started with e-mail early --
in 1984 -- I didn't get around to HTML and distribution via the
web until January 2000. So if you want copies of the earlier papers
you'll have to send me an old-fashioned request for hard copy:
e-mail to Paul G.
Richards
Some of my papers after 1996 are accessible here online
-- just keep on scrolling until you get to them.
- Paul G. Richards, Stages Toward a New Test Ban, chapter 4
in the book Verification and Compliance: a Problem-Solving
Approach, pp 73-91, eds M. Krepon and M. Umberger, Macmillan
(U.K.) and Ballinger (U.S.A.), 1988.
- Revised from an earlier paper done with A. Lindh. Gives a
rationale for a Low Yield Threshold Test Ban, approached in stages.
Now outdated on policy, but relevant still on many verification
issues.
- Paul G. Richards, Seismic Methods for Verifying Test Ban
Treaties, Chapter 4 of the book Nuclear Arms Technologies
in the 1990's, edited by D. Schroeer and D. Hafemeister,
AIP Conference Proceedings, 178, pp 54-108, American Institute
of Physics, New York, 1988.
- Summary of basic seismology, seismic data, and methods of
analysis, relevant to monitoring.
- Paul G. Richards, Seismic monitoring of nuclear explosions,
in Encyclopedia of Geophysics, ed. D.E. James, pp 1071-1089,
Van Nostrand Reinhold, 1989.
- Overview, and indicates why decoupling is not feasible for
clandestine testing above about 5 kt.
- Paul G. Richards and John Zavales, Seismic Discrimination
of Nuclear Explosions, Annual Reviews of Earth and Planetary
Sciences, 18, 257-86, 1990.
- Similar to the Discrimination section of the 1988 Office
Technology Assessment report of the U.S. Congress (which was
drafted partly by Richards).
- Roger A. Hansen, Frode Ringdal, and Paul G. Richards, The
Stability of RMS Lg Measurements and their Potential for Accurate
Estimation of the Yields of Soviet Underground Nuclear Explosions,
Bulletin of the Seismological Society of America, 8,
2106-2126, 1990.
- This paper demonstrated the superb qualities of measurements
made on Lg-waves, at a calibrated station, for purposes
of accurate yield estimation. Single-station precision, 0.03
magnitude units.
- Paul G. Richards, Nuclear Test Ban Treaties and Seismic Monitoring
of Underground Nuclear Explosions: an Overview of Historical,
Technical, and Recent Political Issues, unpublished ms. (for
eventual book), 73 pages, 1990.
- Review of much material associated with yield estimation,
and how the TTBT was handled --- and mishandled.
- Paul G. Richards, Progress in Seismic Verification of Test
Ban Treaties, IEEE Technology and Society Magazine, 9,
#4, 40-52, December 1990.
- Reviews the first IRIS deployments in the USSR; RMS Lg
and calibration; and the Joint Verification Experiments.
- Paul G. Richards and Frederick K. Lamb, Testing Experts rebut
Robinson, Arms Control Today, p22, September 1990.
- An angry piece on people who say seismologists don't know
what they are doing, vis-à-vis explosion monitoring.
Some people in high places really are scoundrels.
- Steve Taylor, Howard Patton, and Paul G. Richards, editors,
Explosion Source Phenomenology, Geophysical Monograph
65, 268 pages, American Geophysical Union, Washington, DC, December
1991.
- This book is a review of nuclear-explosion-generated seismic
phenomena.
- Paul G. Richards, How can the Operation of Thousands of Seismic
Stations
- Carried out by Hundreds of Institutions in Tens of Countries)
Best be Focussed on Discrimination Research? text of a paper
invited for the 1991 DARPA/Air Force Annual Symposium on Seismic
Monitoring.
- Advocates the study of "Problem Events" for purposes
of developing consensus on capabilities.
- Paul G. Richards, Douglas Anderson, and David Simpson, A
Survey of Blasting Activity in the United States, Bulletin
of the Seismological Society of America, 82, 1416-1433,
June 1992.
- There are about 30 explosions each day in the U.S., at 50
tons and above; and about 1 a day, at 200 tons and above: total
explosive use in the U.S. is about 2 megatons each year.
Concern is sometimes expressed that mine-blast signals could
swamp the CTBT monitoring effort, but papers (below) show that
very few of these signals will be detected by treaty-monitoring
networks.
- Paul G. Richards, Won-Young Kim, and Göran Ekström,
The Borovoye Geophysical Observatory, Kazakhstan, feature article
in EOS, Transactions of the American Geophysical Union,
73, 201 and 205-6, May 5 1992.
- Describes the operation of an excellent seismic station in
N. Kazakhstan, equipped with digital recording since 1966; and
examples from the archive there, of Soviet nuclear explosions.
- Paul G. Richards and Won-Young Kim, The Problem of Chemical
Explosions and some Solutions, Proceedings of a Symposium
on Technologies for Monitoring Nuclear Tests Related to Weapons
Proliferation, pp 1936, Las Vegas, May 6-7, 1992.
- Demonstrates practical methods for discriminating ripple-fired
chemical explosions from single shot explosions such as a small
UNE. Shows the need for high-frequency recording to 30 Hz.
- Paul G. Richards, report to Nuclear Control Institute on
signals from the seismic event of 1983 May 16, in Xinjiang Province,
China, 19 pages, October 1992.
- Some individuals and some newspapers have identified this
event as a nuclear test conducted by China for Pakistan! My report
shows why I think it was an earthquake. It had surface waves.
- Frode Ringdal and Paul G. Richards, The Ukrainian event of
16 September 1979, in NORSAR Scientific Report No. 1 92/93, pp
120-124, November 1992.
- Describes a subkiloton nuclear explosion not known in the
West until mentioned in the Russian press. Data, of low quality,
was found in the NORSAR archive. mb 3.3, about 300 tons.
- Cliff H. Thurber, Howard R. Quin, and Paul G. Richards, Accurate
locations of nuclear explosions in Balapan, Kazakhstan, 1987
to 1989, Geophysical Research Letters, 20, 399-402,
March 5, 1993.
- We used SPOT photographs, and best seismic locations, to
identify surface features for specific explosions; achieved location
estimates with precision about 100 meters --- a tenfold improvement.
- Won-Young Kim, D.W. Simpson and Paul G. Richards, Discrimination
of earthquakes and explosions in the Eastern United States using
regional high-frequency data, Geophysical Review Letters,
20, 1507-1510, July 23 1993.
- Demonstrates a practical method, using spectral ratios, for
discriminating small earthquakes from small chemical explosions.
Based upon high-frequency recording.
- Paul G. Richards, Testing the test-ban treaty, "News
and Views" section, Nature, 364, 188189, July
15 1993.
- Overview of some key issues and capabilities, as of mid 1993.
- Göran Ekström and Paul G. Richards, Empirical measurements
of tectonic moment release in nuclear explosions from teleseismic
surface waves and body waves Geophysical Journal International,
117, 120-140, 1994.
- Shows why seismic surface waves are a very poor basis upon
which to estimate yield.
- Won-Young Kim, D.W. Simpson, and Paul G. Richards, High-frequency
Spectra of Regional Phases from Earthquakes and Chemical Explosions,
Bulletin of the Seismological Society of America, pp 1365-1386,
October 1994.
- Reviews the technical problems and some solutions, of identification
of single-fired and ripple-fired chemical explosions under a
CTBT. Has many examples of the use of spectrograms.
- Vitaly I. Khalturin, Tatyana G. Rautian, and Paul G. Richards,
A Study of Small Explosions and Earthquakes during 1961-1989
near the Semipalatinsk Test Site, Kazakhstan, 64 page report
for DOE, 1995.
- Presents regional data on about 40 small explosions, half
of them chemical and half nuclear, and one small earthquake,
not on usual lists of seismic events, on and near the Semipalatinsk
Test Site.
- Paul G. Richards, Blasting Activity of the Mining Industry
in the United States, in Proceedings of a DOE/LLNL Symposium
on the Non-Proliferation Experiment, April 1994, Rockville, Maryland,
1994.
- There are about 10,000 explosions a year in the U.S. at 50
tons and above; but only 10 to 30 a year are detected teleseismically.
So chemical explosions need not be a big problem for CTBT monitoring.
- Paul G. Richards, Verification of a Comprehensive Test Ban
Treaty - a Seismological Overview, pp 28-36 in Verification
after the Cold War, eds J. Altmann, T. Stock, J.-P. Stroot,
VU University Press, Amsterdam, 1994.
- Commentary on the problems of CTBT verification, and how
different organizations can contribute solutions. The seismological
data gathered by the open research community will likely be needed.
- Problems for CTBT Verification posed by Chemical Explosions,
paper presented for the United States in Geneva, June 10, 1994,
CD/NTB/WP.105, 1994.
- A formal paper, developed through an interagency process
in the United States, and presented in Geneva by Richards at
an Experts Meeting of the Conference on Disarmament.
- Paul G. Richards and John Zavales, Seismological methods
for monitoring a CTBT: the technical issues arising in early
negotiations, pages 53-81 in Monitoring a Comprehensive Test
Ban Treaty, eds. E.S. Husebye and A.M. Dainty, Kluwer, Dordrecht,
836 pages, 1996. (text and graphics)
- Reviews the technical issues that affected the history of
CTBT negotiations in the period 1958-1963; and assesses whether
the answers given at the time to technical questions turned out
with hindsight to be correct. (Often, they were grossly wrong.
The most pessimistic view of monitoring capabilities usually
prevailed in the U.S. side during these negotiations.)
- Paul G. Richards and Göran Ekström, Earthquake
activity associated with underground nuclear explosions, in Inducing
of Earthquakes by Underground Nuclear Explosions, NATO ASI
Series, Partnership Sub-Series, 2. Environment Vol. 4, eds. R.
Console and A. Nikolaev, pp 2134, Springer Verlag, Berlin Heidelberg,
1995.
- Reviews the phenomena of tectonic release, and explosion
aftershocks. Tectonic release can make an explosion have surface
waves of the wrong sign. Explosion aftershocks may be important
as a target for on-site inspection eforts.
- Kim, W.-Y., V. Aharonian, A.L. Lerner-Lam, and P.G. Richards,
Discrimination of earthquakes and explosions in Southern Russia
using regional high-frequency three-component data from the IRIS/JSP
Caucasus network, Bulletin of the Seismological Society of
America, 87, 569-588, 1997.
- Develops and evaluates a new method of discriminating between
earthquakes and explosions, using three-component recordings
of seismic motion and making a significant correction for the
effects of recording at the Earth's free surface.
The outcome is a much better objective discriminant that works
at low magnitude, for events down to a few tens of tons in yield.
- Hennet, C.B., G.E. van der Vink, P.G. Richards, V.V. Adushkin,
Y.F. Kopnichev, and R. Geary, Multi-use seismic stations offer
strong deterrent to clandestine nuclear weapons testing, feature
article in EOS, Transactions of the American Geophysical
Union, 77, 289 & 300-301, July 30, 1996.
- Documents the numbers of US underground nuclear explosions
that were seismically detected at regional and teleseismic distances
including tests that for many years were unannounced.
- Richards, Paul G., Seismological Methods of Monitoring and
the International Monitoring System, in The Comprehensive
Test Ban Treaty: Issues and Answers, edited by Matthew McKinzie
(Proceedings of a Symposium held at Cornell University, October
11 13, 1996), pp 7189, June 1997.
- A review of practical problems arising in the use of seismological
methods to monitor compliance with the CTBT; and of what the
CTBT text has to say about seismological methods of verification.
- Richards, Paul G., and Won-Young Kim, Testing
the nuclear test-ban treaty, NATURE, 389, 781-782,
October 23 1997.
- An earthquake on 1997 August 16 near the Novaya Zemlya test
site tested mechanisms for monitoring the new CTBT. Though data
and open analysis gave good results, US agencies performed poorly.
- Khalturin, Vitaly I., Tatyana G. Rautian, and Paul G. Richards,
The seismic signal strength of chemical explosions, Bulletin
of the Seismological Society of America, 88, 1511-1524,
1998.
- Discusses the magnitude -yield relation for chemical explosions,
and shows that such explosions are almost always more poorly
coupled into seismic signal, than tamped underground nuclear
explosions. This is the reason that the vast majority of mineblasts
are no problem in CTBT monitoring.
- Khalturin, Vitaly I., Tatyana G. Rautian, and Paul G. Richards,
Magnitude distributions of mine blasting activity in different
regions, technical report, 1998
- Discusses the numbers of mining blasts that may be large
enough to be detected by CTBT monitoring networks, showing that
the largest number of such events is likely to occur in W. Siberia.
- Barker, Brian, Michael Clark, Peter Davis, Mark Fisk, Michael
Hedlin, Hans Israelsson, Vitaly Khalturin, Won-Young Kim, Keith
McLaughlin, Charles Meade, John Murphy, Robert North, John Orcutt,
Chris Powell, Paul G. Richards, Richard Stead, Jeffry Stevens,
Frank Vernon, Terry Wallace, Seismology: Monitoring Nuclear Tests,
Science, 281, number 5385, pages 1967-1968, issue
of 25 Sept 1998.
- Gives locations, magnitudes, and yield estimates, of India/Pakistan
nuclear explosions on May 11, 28, and 30 of 1998; and discusses
the failure to detect the announced Indian explosions of May
13.
- Khalturin, Vitaly I., Tatyana G. Rautian, and Paul G. Richards,
A study of small magnitude seismic events during 1961 -- 1989
near and on the Semipalatinsk Test Site, Kazkhstan, accepted
for publication, Pure and Applied Geophysics, 158,
143 -- 171, 2001.
[on-line version of text and graphics]
[electronic supplement covering many
technical details]
- There were 340 underground nuclear explosions at the Semipalatinsk
Test Site. From seismic data we were able to document almost
all of them, missing only two with yield announced as above 2
tons!
- Paul G. Richards, Detailed description of the Semipalatinsk
Test Site boundaries. (text and
graphic)
- This is an electronic supplement to the previous paper.
- Richards, Paul G., Building the Global Seismographic Network
for Test Ban Monitoring, EARTHmatters, pp 37 -- 40, Fall
1999.
[on-line version of text and graphics]
- Gives basic information on the International Monitoring System
and the International Data Centre, of the Comprehensive Test
Ban Treaty Organization.
- Richards, Paul G., Seismological Methods of Monitoring Compliance
with the Comprehensive Nuclear Test-Ban Treaty, Chapter 24 in
the International Handbook of Earthquake and Engineering Seismology,
Part A, edited by W.H.K. Lee, H. Kanamori, and P. Jennings
on behalf of the International Association of Seismology and
Physics of the Earth's Interior, Academic Press. [download
pdf version]
- Reviews technical issues as of mid-2000, in the use of seismological
methods for CTBT monitoring.
- Richards, Paul G., Seismology and CTBT Verification, Background
Paper #4, contributed for the Roundtable Discussion on the CTBT
organized at Stanford University, July 19, 2000. [download
pdf version]
[on-line text version]
- A paper written for a forum in which most speakers were from
the political arena.
- Paul G. Richards, Won-Young Kim, and Vitaly I. Khalturin,
A Plan for Location Calibration of IMS Stations in and near Kazakhstan,
in Geophysics and Non-proliferation problems, issue 2,
National Nuclear Centre of the Republic of Kazakhstan, June 2001.[download pdf version]
- Outlines the work of a consortium, led by Lamont, that engaged
in a three-year effort (which began March 2000) to improve the
ability of the International Monitoring System to locate seismic
events in Eastern Asia.
- Xiaoping Yang, Robert North, Carl Romney, and Paul G. Richards.
Worldwide Nuclear Explosions, Chapter 84 of the International
Handbook of Earthquake and Engineering Seismology, edited
by W.H.K. Lee, H. Kanamori, P. Jennings, and C. Kisslinger on
behalf of the International Association of Seismology and Physics
of the Earth's Interior, Academic Press, 2002. PDF
(384K)
- Basic information on more than 2000 nuclear test explosions.
- Committee on Technical Issues Related to Ratification of
the Comprehensive Nuclear-Test-Ban Treaty, Technical Issues related
to the Comprehensive Nuclear-Test-Ban Treaty, National Academy
of Sciences, National Academy Press, 2002. (Richards wrote almost
all of Chapter 2, on CTBT Monitoring Capability.) PDFs as follows:
Executive Summary (156K);
Introduction (112K);
Stockpile Stewardship
(216K); Monitoring
Capability (284K); Foreign
Testing (216K); All
Text (1.2M); All
Figures (1.6M).
- This review was conducted by the National Academy of Sciences
at the request of General Shalikashvili. It provides basic information
on technical issues, of the type that perhaps would have supported
a more informed debate in the U.S. Senate, on advice and consent
to CTBT ratification.
- Felix Waldhauser, David Schaff, Paul G. Richards, and Won-Young
Kim, Lop Nor Revisited: Underground Nuclear Explosion Locations,
1976-1996, from Double-difference Analysis of Regional and Teleseismic
Data, Bulletin of the Seismological Society of America,
94, 1879--1889, October 2004. PDF
(372K)
- Describes some technical details of underground nuclear testing
by China, and in particular gives very accurate locations of
these tests.
- Vitaly I. Khalturin, Tatyana G. Rautian, Paul G. Richards,
and William S. Leith, A review of nuclear testing by the Soviet
Union at Novaya Zemlya, 1955 -- 1990, Science & Global
Security, 13, 1--42, 2005. PDF
(2.8M)
- Tells an extraordinary story, of how nuclear testing was
conducted by the Soviet Union at that country's Northern Test
Site.
- Paul G. Richards, Forensic Seismology and CTBT verification, feature article in CTBTO Spectrum, issue no. 9, pages 1, 6, and 14, January 2007. PDF (764K)
- Invited for the newsletter of the CTBT Organization (which has headquarters in Vienna, Austria). This piece is a short review of seismic monitoring that describes features exhibited by signals from particular seismic sources --- such as mining collapses, explosions, and earthquakes that (according to some analyses) look like explosions and required careful study.
- Paul G. Richards and Won-Young Kim, Commentary: Seismic Signature, Nature Physics, 3, 4--6, January 2007. PDF (616K)
- The nuclear explosion of 2006 October 9, conducted by North Korea, can be identified as an explosion and not an earthquake on the basis of the spectral ratio of high-frequency P-waves and S-waves.
- Won-Young Kim and Paul G. Richards, North Korean Nuclear Test: Seismic Discrimination at Low Yield, feature article in EOS, Transactions of the American Geophysical Union, 88, no. 14, pages 157 and 161, 3 April 2007. PDF (468K)
- Similar to the previous paper, but with somewhat more discussion. In this paper we give an analysis of all three components of motion (Vertical, North, East) at the key seismographic station in China, and used them to demonstrate that discrimination between earthquakes and explosions can be done for this region down to a few tens of tons of TNT equivalent.
- Paul G. Richards, CTBT Monitoring: a vital activity for our profession, Seismological Review Letters, 79, in press for issue of May/June, 2008. PDF (136K)
- An Opinion piece, invited by the Editor of Seismological Review Letters, in which I list recent articles on seismic monitoring and encourage seismologists to read them.
go to Richards' home page at Lamont